A 360-Degree Organizational view of all pertinent information related to a regulated entity and its representatives are provided through the Organization Profile and Person Profile dashboards. Profiles are automatically updated when the system receives a valid submission whether it is a change request, a financial submission, a license approval/renewal, or an Onsite Inspection final report. Authorized users are also able to update these profiles directly based on information uncovered during their day-to-day activities. These Organization and Person Profile views are highly configurable and can be tailored to suit your organization's specific information and risk assessment needs.

Financial regulators need a structured way to identify, monitor, address, and manage risk to maintain confidence, legitimacy, and credibility with stakeholders. SQL Power's pre-built Risk Management Solution equips supervisors with critical risk assessment tools to empower them with better decision-making and to address risk in a systematic manner proportionate to the level of risk associated with that sector and/or the inspected entity. 

SQL Power’s Onsite Inspection module offers supervisory teams a web-based solution to automate and manage every aspect of their regulatory onsite inspection processes and functions. From inspection lead assignment to team selection to notifications to pre-inspection reports to scheduling internal reviews and kick-off meetings to making recommendations, imposing limitations/conditions, and other remedial activities.

All these recommendations, limitations, and conditions are monitored by the offsite inspection team, through the 360-degree Organizational profile, and limitations are either lifted due to compliance or further sanctions, penalties, restrictions are imposed on the entity for ongoing non-compliance.

Gain insight to make smart decisions, identify bottlenecks, and discover opportunities for regulatory process improvements. Key financial ratios are assessed in real-time against submitted data providing analysts with early-warning in-line analytics. This shift will enable regulatory staff to focus on high-value work than on low value; increasing their productivity in less time and effort. 

SQL Power's no-code, Supervisory Technology solution allows business users to easily update an organization’s data collection and business processes in order to reflect the most recent regulatory policy or legislative changes. The solution automatically renders web forms from the latest business rules (metadata), and cascades business rule changes throughout the system, without any need for re-coding.

Through the convenience of simplified online forms, sophisticated business process workflows, electronic signatures, payment collection, and certificate generation modules, SQL Power significantly reduces the manual workload typically associated with the registration and licensing processes.

Whether your organization is facing challenges like low data quality intake, obsolete data collection forms, or time-consuming manual financial data procedures, SQL Power automates and simplifies every aspect of data collection, ensuring that only complete, consistent, and accurate data are ever submitted.

Our goal is to fully digitally transform your organization, going well beyond license applications and financial data collection and also fully automating all change requests and complaint forms which upon initial review can launch investigative processes in order to resolve any concerns or reported issues - utilizing our comprehensive case management capabilities. Any change requests are automatically reflected in the organization’s latest 360-degree view.